Headline: SEC Awards More Than $5 Million to Whistleblower Headline: SEC Announces Departure of Renee Jones Erik Gerding Named Director of Division of Corporation Finance Headline: SEC Awards Approximately $18 Million to Three Whistleblowers Headline: Nexo Agrees to Pay $45 Million in Penalties and Cease Unregistered Offering of Crypto Asset Lending Product Headline: SEC Seeks Candidates for Small Business Capital Formation Advisory Committee Headline: SEC Charges Avraham Eisenberg with Manipulating Mango Markets’ “Governance Token” to Steal $116 Million of Crypto Assets Headline: Bloomberg to Pay $5 Million for Misleading Disclosures About Its Valuation Methodologies for Fixed Income Securities Headline: Fee Rate Advisory #2 For Fiscal Year 2023 Headline: SEC Issues $28 Million Award to Joint Whistleblowers Headline: SEC Proposes Rule to Prohibit Conflicts of Interest in Certain Securitizations Headline: Silvestre Fontes Named Director of Boston Regional Office Headline: SEC Proposes Updates to Ethics Rules Governing Securities Trading by Personnel Headline: Small Business Advisory Committee to Host Meeting to Discuss Alternatives to Traditional Private Company Financing, Private Fund Reforms, and Public Company Investment Research Headline: SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizations Headline: Activision Blizzard to Pay $35 Million for Failing to Maintain Disclosure Controls Related to Complaints of Workplace Misconduct and Violating Whistleblower Protection Rule Headline: SEC Seeks Applicants for Public Company Accounting Oversight Board Seat Headline: SEC Division of Examinations Announces 2023 Priorities
Headline: Kraken to Discontinue Unregistered Offer and Sale of Crypto Asset Staking-As-A-Service Program and Pay $30 Million to Settle SEC Charges Headline: SEC Charges Former CEO of Slync in $67 Million Offering Fraud Headline: Cicely LaMothe Named Deputy Director, Disclosure Operations, for the Division of Corporation Finance Headline: SEC Proposes Revision to Privacy Act Rule Headline: SEC Finalizes Rules to Reduce Risks in Clearance and Settlement
Headline: SEC Proposes Enhanced Safeguarding Rule for Registered Investment Advisers Headline: SEC Charges Options Clearing Corporation with Rule Failures
Headline: SEC Charges Terraform and CEO Do Kwon with Defrauding Investors in Crypto Schemes Headline: SEC Charges Final Participant in Multi-Million Dollar Scheme to Spread and Trade on False Rumors about Public Companies
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